Phillis S. Pilvinis

STRATEGIC WEALTH INVESTMENT GROUP

Peoria, AZ 85382

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CRD#: 1041839

Professional summary

Phillis Sax Pilvinis, who also goes by Phillis Ann Pilvinis, Phillis Ann Sax, is a registered financial advisor currently at STRATEGIC WEALTH INVESTMENT GROUP, LLC located in Peoria, Arizona.

Phillis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Phillis has worked at 10 firms and has passed the Series 65, Series 63, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Phillis Ann Pilvinis | Phillis Ann Sax

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PSP & ASSOCIATES, LIFE INSURANCE, ANNUITY SALES, LTC SALES AND ESTATE PLANNING - FIXED BUSINESS, COMMISSIONS, AGENT, 40 HOURS PER WEEK. Strategic Wealth Investment Group; Peoria, AZ; Investment Related; Investment Advisor Representative; Sell fee-based services; 40 hours spend per month; Approximately 40 hours spent during trading hours; Started 04/2022. Atomic Technologies; non-investment related; 2570 N First St 2nd floor, suite 1080 San Jose, CA 85131; data delivery service; board member; October 2025; less than 1 hour per month; consulting as needed.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillis Sax Pilvinis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 26, 2022 - Present

STRATEGIC WEALTH INVESTMENT GROUP, LLC

Office #1: 9220 West Union Hills Drive Suite 101, Peoria, AZ 85382

RIA

CRD#: 165474

Peoria, AZ

Past

April 18, 2011 - January 3, 2023

PSP FINANCIAL SERVICES LLC

RIA

CRD#: 155894

PEORIA, AZ

Past

August 13, 2009 - September 23, 2011

REAP FINANCIAL GROUP, LLC

RIA

CRD#: 144560

SURPRISE, AZ

Past

July 20, 2007 - August 18, 2009

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

SURPRISE, AZ

Past

September 8, 2004 - May 16, 2006

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Past

May 21, 2001 - October 9, 2002

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Past

November 27, 2000 - November 28, 2000

CGS FINANCIAL INC.

CRD#: 43125

SCOTTSDALE, AZ

Past

August 22, 2000 - November 27, 2000

SIMMONS & BISHOP CO. INC.

CRD#: 14300

SCOTTSDALE, AZ

Past

March 4, 1998 - May 17, 2000

MARK SECURITIES, INC.

CRD#: 555

PELHAM MANOR, NY

Past

June 21, 1982 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

June 21, 1982 - April 6, 1998

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC WEALTH INVESTMENT GROUP, LLC

STRATEGIC WEALTH DESIGNERS | STRATEGIC WEALTH INVESTMENT GROUP, LLC | STRATEGIC WEALTH DESIGNERS, LLC

CRD#: 165474 / SEC#: 801-117642

RIA

Registered Investment Advisory firm - (11/14/2019 Approved)

Indiana

Registered Investment Advisory firm - (11/20/2019 Terminated)

Kentucky

Registered Investment Advisory firm - (11/25/2019 Terminated)

Ohio

Registered Investment Advisory firm - (11/20/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(4/26/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/10/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/9/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22

Date: 6/14/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 6/18/1982

Investment Company Products/Variable Contracts Representative Examination

Current Firm

STRATEGIC WEALTH INVESTMENT GROUP, LLC

STRATEGIC WEALTH DESIGNERS | STRATEGIC WEALTH INVESTMENT GROUP, LLC | STRATEGIC WEALTH DESIGNERS, LLC

CRD#: 165474 / SEC#: 801-117642

RIA

Registered Investment Advisory firm - (11/14/2019 Approved)

Indiana

Registered Investment Advisory firm - (11/20/2019 Terminated)

Kentucky

Registered Investment Advisory firm - (11/25/2019 Terminated)

Ohio

Registered Investment Advisory firm - (11/20/2019 Terminated)

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Contact information

Main Address

Louisville, KY

Mailing Address

Phone number

(502) 412-3354

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (38 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/30/2025)

Regulatory assets under management

Total Number of Accounts	7,626
AUM (Assets Under Management)	$ 1,110,956,980

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Phillis S. Pilvinis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillis Sax Pilvinis's CRS (Customer Relationship Summary).

Certified licenses

Experience

PSP FINANCIAL SERVICES LLC

REAP FINANCIAL GROUP, LLC

BROOKSTONE CAPITAL MANAGEMENT LLC

USALLIANZ SECURITIES, INC.

USALLIANZ SECURITIES, INC.

CGS FINANCIAL INC.

SIMMONS & BISHOP CO. INC.

MARK SECURITIES, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

STRATEGIC WEALTH INVESTMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/10/2006

Series 63

Date: 8/9/1982

Series 22

Date: 6/14/1984

Series 6

Date: 6/18/1982

Current Firm

STRATEGIC WEALTH INVESTMENT GROUP, LLC

Contact information

SEC notice filing (38 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATEGIC WEALTH INVESTMENT GROUP, LLC

TRUST BUT VERIFY

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