Ray Vahab
Professional summary
Ray Vahab was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Ray is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Ray had worked at 6 firms, which includes FIRST MADISON SECURITIES INC., ROYAL PALM INVESTMENTS LTD., MEYERS POLLOCK ROBBINS INC., WELLS FARGO ADVISORS FINANCIAL NETWORK LLC, A.J. MICHAELS & CO. LTD., LUX INVESTOR SERVICES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 1995 - March 7, 2000
FIRST MADISON SECURITIES, INC.
November 14, 1994 - January 31, 1995
ROYAL PALM INVESTMENTS, LTD.
February 14, 1994 - September 12, 1994
MEYERS POLLOCK ROBBINS, INC.
December 2, 1993 - February 4, 1994
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
September 20, 1993 - January 14, 1994
A.J. MICHAELS & CO., LTD.
August 9, 1993 - February 4, 1994
LUX INVESTOR SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST MADISON SECURITIES, INC.
CRD#: 38820 / SEC#: , 8-48429
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
