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PJ

Peter W. Janssen

JANSSEN PARTNERS
Fairfield, IA 52556
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CRD#: 1041680
PJ

Professional summary


Peter William Janssen is a registered financial professional currently at JANSSEN PARTNERS, INC. located in Fairfield, Iowa.

Peter is registered as a RR (Registered Representative) and started their career in finance in 1982. Peter has worked at 8 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 3, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Peter William Janssen's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 1, 1998 - Present

JANSSEN PARTNERS, INC.

Office #1: 1010 North B Street, Fairfield, IA 52556Office #2: 1010 North B Street, Fairfield, IA 52556
BD
CRD#: 43940
Fairfield, IA
Past

June 16, 1994 - July 15, 1999

WINDSOR STREET CAPITAL, LP

BD
CRD#: 34171
NEW YORK, NY
Past

July 1, 1993 - August 24, 1995

MYD MARKET, INC

BD
CRD#: 29019
NEW YORK, NY
Past

January 28, 1987 - September 28, 1994

D. H. BLAIR & CO., INC.

BD
CRD#: 6833
NEW YORK, NY
Past

August 26, 1985 - June 19, 1986

ROONEY, PACE INC.

BD
CRD#: 6218
Past

August 23, 1985 - September 9, 1985

TEICHBERG, LOEB, WAXMAN, RABINOWITZ, INC.

BD
CRD#: 15714
Past

March 29, 1983 - February 1, 1985

LEHMAN BROTHERS INC.

BD
CRD#: 7506
Past

April 30, 1982 - April 6, 1983

BLINDER, ROBINSON & CO., INC.

BD
CRD#: 5096

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/28/2023)
RR
Florida
(11/17/1998)
RR
Iowa
(1/12/2011)
RR
Nevada
(6/22/2020)
RR
New York
(7/29/1999)
RR
Puerto Rico
(10/10/2023)
RR
Texas
(5/25/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 6/14/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


JP
JANSSEN PARTNERS, INC.
JANSSEN INVESTMENTS, INC. | JANSSEN PARTNERS, INC.

CRD#: 43940 / SEC#: , 8-50485

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
1010 North B Street, Fairfield, IA 52556
Mailing Address
1010 North B Street, Fairfield, IA 52556
Phone number
(641) 451-9063
Established
Delaware since 08/29/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
JANSSEN, PETER WILLIAMPRESIDENT/CCO/AMLCO/SERIES241041680
BURNAT, ROBERT MARKFINOP1262266

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


JANSSEN PARTNERS, INC.

CRD#: 43940Fairfield, IA 52556

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