Richard W. Berenger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Walter Berenger was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1982. Richard had worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 27, Series 53, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2013 - January 8, 2015
MATRIX 360 DISTRIBUTORS, LLC
October 6, 2010 - December 17, 2014
MATRIX CAPITAL GROUP, INC.
December 4, 2007 - September 1, 2009
XSHARES SECURITIES LLC
August 8, 2007 - December 18, 2007
ALPS DISTRIBUTORS, INC.
October 2, 2003 - July 18, 2006
GRANTA CAPITAL GROUP LLC
November 26, 2001 - October 7, 2003
WALNUT STREET SECURITIES, INC.
November 19, 2001 - September 23, 2003
NEW ENGLAND SECURITIES
November 19, 2001 - September 23, 2003
MSI FINANCIAL SERVICES, INC.
December 5, 1995 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
October 6, 1993 - November 17, 1995
EQUITABLE DISTRIBUTORS, LLC
October 5, 1987 - November 17, 1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 5, 1987 - November 17, 1995
EQUITABLE ADVISORS, LLC
October 15, 1985 - January 1, 1986
BRODIS SECURITIES INCORPORATED
September 5, 1985 - October 21, 1987
TTS PARTNERS
June 14, 1985 - August 12, 1985
WHARTON FINANCIAL CORP.
June 22, 1982 - July 11, 1985
CRALIN & CO., INC.
May 24, 1982 - September 8, 1982
CRALIN SECURITIES COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MATRIX 360 DISTRIBUTORS, LLC
CRD#: 159715 / SEC#: , 8-69013
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
