Martin I. Tucker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin I Tucker was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1982. Martin had worked at 8 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 1987 - February 15, 1990
MORGAN GLADSTONE & CO. INC.
January 28, 1987 - May 12, 1987
BRADSTREET CAPITAL, INC.
October 20, 1986 - January 8, 1987
ACUMENT SECURITIES, INC.
April 4, 1986 - November 10, 1986
F.D. ROBERTS SECURITIES, INC.
September 19, 1985 - December 11, 1985
OBERWEIS SECURITIES, INC.
January 28, 1985 - September 19, 1985
AMERIPRISE ADVISOR SERVICES, INC.
September 25, 1984 - January 14, 1985
RAYMOND JAMES & ASSOCIATES, INC.
May 24, 1982 - March 5, 1986
KASHNER DAVIDSON SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN GLADSTONE & CO. INC.
CRD#: 17062 / SEC#: , 8-35178
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
