Robert W. Manley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Weldon Manley, who also goes by Bob Manley, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1982. Robert had worked at 7 firms and has passed the Series 63, SIE, Series 2, Series 6, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 18, 2013 - December 31, 2022
JRL CAPITAL CORPORATION
October 11, 2004 - December 31, 2011
REGENT CAPITAL GROUP, INC.
October 21, 1999 - October 8, 2004
CAMDEN FINANCIAL SERVICES
January 29, 1998 - January 1, 1999
CAMDEN FINANCIAL SERVICES
August 1, 1995 - December 15, 1996
UNITED PACIFIC SECURITIES, INC.
April 6, 1990 - April 20, 1998
FSC SECURITIES CORPORATION
February 27, 1990 - August 9, 1990
CAMBIO SECURITIES CORPORATION
August 31, 1982 - February 8, 1990
BOARDWALK CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 9/9/1988
Non-Member General Securities ExaminationCurrent Firm
JRL CAPITAL CORPORATION
CRD#: 10225 / SEC#: , 8-26657
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JRL CAPITAL MANAGEMENT GROUP | PARENT COMPANY | |
| LAW, LARRY RICHARD | PRESIDENT, CEO, DIRECTOR, CCO | 1273118 |
Disclosures
| Regulatory Event | 2 |
| Financial | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
