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Ronald Wayne Meyer

CRD# 1041337·Registered 1981 - 2018
Previously Registered: Being a previously registered professional could mean that Ronald is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ronald Wayne Meyer was a registered financial advisor. Ronald was a previously registered financial advisor and started their career in finance 1981 - 2018. Ronald had worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

RICHFIELD ORION INTERNATIONAL, INC.·CRD# 24433
BD
Valley Village, CA
June 5, 2013 - July 13, 2018
KOVACK ADVISORS, INC.·CRD# 140808
RIA
Ft. Lauderdale, FL
September 30, 2008 - August 10, 2011
KOVACK SECURITIES INC.·CRD# 44848
BD
Valley Village, CA
September 26, 2008 - August 10, 2011
MORGAN PEABODY, INC.·CRD# 38306
BD
Valley Village, CA
July 12, 2007 - September 26, 2008
BROOKSTREET SECURITIES CORPORATION·CRD# 14667
RIA
Valley Village, CA
July 28, 2006 - June 29, 2007
BROOKSTREET SECURITIES CORPORATION·CRD# 14667
BD
Valley Village, CA
May 5, 2005 - June 29, 2007
FIRST ALLIED SECURITIES, INC.·CRD# 32444
RIA
Valley Village, CA
November 13, 2003 - April 22, 2005
FIRST ALLIED SECURITIES, INC.·CRD# 32444
BD
San Diego, CA
September 24, 2003 - April 22, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
RIA
Burbank, CA
March 22, 2002 - July 23, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
BD
Boston, MA
July 12, 1999 - July 23, 2003
BA INVESTMENT SERVICES, INC.·CRD# 12965
BD
Oakland, CA
July 14, 1992 - July 12, 1999
CAPITAL BROKERAGE CORPORATION·CRD# 10465
BD
Glen Allen, VA
December 24, 1987 - June 30, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.·CRD# 5774
BD
November 18, 1987 - March 24, 1988
DREXEL BURNHAM LAMBERT INCORPORATED·CRD# 7323
BD
September 24, 1984 - May 5, 1986
E. F. HUTTON & COMPANY INC·CRD# 235
BD
November 6, 1981 - September 24, 1984

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Current Firm

RO
RICHFIELD ORION INTERNATIONAL, INC.

RICHFIELD ORION INTERNATIONAL, INC. | SAN JACINTO SECURITIES, INC.

CRD#: 24433 / SEC#: 8-41166
BD
Cancelled by SEC on 04/29/2026

Contact Information

Established

Colorado since 01/09/2008

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
RICHFIELD ORION INTERNATIONAL, LLCPARENT COMPANY—
STUART, JAMES BRETTCEO,CFO,DIRECTOR, CCO3022149

Disclosures

Regulatory Event

9

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2002About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1982About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1981About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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