Ronald W. Meyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Wayne Meyer was a registered financial advisor .
Ronald is a previously registered financial advisor and started their career in finance in 1981. Ronald had worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2013 - July 13, 2018
RICHFIELD ORION INTERNATIONAL, INC.
September 30, 2008 - August 10, 2011
KOVACK ADVISORS, INC.
September 26, 2008 - August 10, 2011
KOVACK SECURITIES INC.
July 12, 2007 - September 26, 2008
MORGAN PEABODY, INC.
July 28, 2006 - June 29, 2007
BROOKSTREET SECURITIES CORPORATION
May 5, 2005 - June 29, 2007
BROOKSTREET SECURITIES CORPORATION
November 13, 2003 - April 22, 2005
FIRST ALLIED SECURITIES, INC.
September 24, 2003 - April 22, 2005
FIRST ALLIED SECURITIES, INC.
March 22, 2002 - July 23, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 12, 1999 - July 23, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 14, 1992 - July 12, 1999
BA INVESTMENT SERVICES, INC.
December 24, 1987 - June 30, 1992
CAPITAL BROKERAGE CORPORATION
November 18, 1987 - March 24, 1988
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
September 24, 1984 - May 5, 1986
DREXEL BURNHAM LAMBERT INCORPORATED
November 6, 1981 - September 24, 1984
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RICHFIELD ORION INTERNATIONAL, INC.
CRD#: 24433 / SEC#: , 8-41166
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RICHFIELD ORION INTERNATIONAL, LLC | PARENT COMPANY | |
| STUART, JAMES BRETT | CEO,CFO,DIRECTOR, CCO | 3022149 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
