JT
Jeffrey H. Thomasson
OXFORD FINANCIAL GROUP, LTD
CARMEL, IN 46032
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CRD#: 1041291
JT
Professional summary
Jeffrey Hugh Thomasson, CFP®, who also goes by Jeff Thomasson, is a registered financial advisor currently at OXFORD FINANCIAL GROUP, LTD located in Carmel, Indiana.
Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Jeffrey has worked at 4 firms and has passed the Series 63, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff Thomasson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
02/2024 TO PRESENT - CHAIRMAN OF THE BOARD OF MANAGERS, BASELINE FITNESS HOLDINGS LLC, FITNESS, NON INVSTMNT, REC COMP; 02/2022 TO PRESENT - BOARD MEMBER, TILE REDI MAYFAIR LLC, SHOWER INSTALLATION, NON INVSTMNT, REC COMP; 04/2018 TO PRESENT - BOARD MEMBER, IDW MAYFAIR INC., REFRIGERATION, NON INVSTMNT, REC COMP; 02/2012 TO PRESENT - MANAGER, PATHFINDER INVESTMENTS LLC, OPERATIONAL, NON INVSTMNT, NO COMP; BOARD MEMBER OF THE FOLLOWING FOUNDATIONS, NO COMP: 11/2023 - COOK FAMILY FOUNDATION, DIRECTOR; 06/2023 - VALIANT FOUNDATION, TREASURER / SECRETARY, REVIEW QUARTERLY GRANTS; THOMASSON FOUNDATION, PRESIDENT / DIRECTOR; BRYSON FOUNDATION, DIRECTOR; SMITH FAMILY FOUNDATION, DIRECTOR / SECRETARY / TREASURER; BURRIS FOUNDATION, SECRETARY;
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Hugh Thomasson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 5, 1999 - Present
OXFORD FINANCIAL GROUP, LTD
Office #1: 11711 North Meridian Street Suite 600, Carmel, IN 46032RIA
CRD#: 105303
CARMEL, IN
Past
August 24, 2002 - October 2, 2006
OLIVE OXFORD OFFICE LLC
RIA
CRD#: 108018
CARMEL, IN
Past
February 19, 1988 - May 30, 1989
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
Past
October 12, 1982 - December 31, 1987
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
Past
June 21, 1982 - October 1, 1982
ADVANTAGE CAPITAL CORPORATION
BD
CRD#: 146
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OF
OXFORD FINANCIAL GROUP, LTD
FAMILY OFFICE SERVICES OF OXFORD | THE OXFORD GROUP, LTD | THE OXFORD FAMILY OFFICE | PHILANTHROPIC COUNSEL OF OXFORD | OXFORD WEALTH ADVISORS | OXFORD GROUP, LTD | OXFORD GROUP LTD | OXFORD FINANCIAL GROUP, LTD. LLC | OXFORD FINANCIAL GROUP, LTD | OXFORD FINANCIAL ADVISORS CORPORATION | OXFORD FINANCIAL ADVISORS | INVESTMENT SERVICES OF OXFORD
CRD#: 105303 / SEC#: 801-20692
RIA
Registered Investment Advisory firm - (2/7/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(5/2/2024)
IAR
Illinois(4/17/2024)
IAR
Indiana(2/8/2000)
IAR
Michigan(4/17/2024)
IAR
Ohio(4/17/2024)
IAR
Texas(4/5/1999)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
OF
OXFORD FINANCIAL GROUP, LTD
FAMILY OFFICE SERVICES OF OXFORD | THE OXFORD GROUP, LTD | THE OXFORD FAMILY OFFICE | PHILANTHROPIC COUNSEL OF OXFORD | OXFORD WEALTH ADVISORS | OXFORD GROUP, LTD | OXFORD GROUP LTD | OXFORD FINANCIAL GROUP, LTD. LLC | OXFORD FINANCIAL GROUP, LTD | OXFORD FINANCIAL ADVISORS CORPORATION | OXFORD FINANCIAL ADVISORS | INVESTMENT SERVICES OF OXFORD
CRD#: 105303 / SEC#: 801-20692
RIA
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Contact information
Main Address
11711 North Meridian Street Suite 600, Carmel, IN 46032
Mailing Address
P. O. Box 80238, Indianapolis, IN 46280-0238
Phone number
(317) 843-5678
Established
Firm type
Fiscal year end
# of Employees
154
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,467 |
| AUM (Assets Under Management) | $ 19,650,381,670 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/16/2025 | ||
| 03/28/2025 | ||
| 03/15/2024 | ||
| 03/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
