Kennedy P. Fancher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kennedy Packard Fancher was a registered financial professional .
Kennedy is a previously registered financial professional and started their career in finance in 1982. Kennedy had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2013 - March 10, 2016
HIGHTOWER SECURITIES, LLC
June 19, 2008 - November 7, 2013
KIPPSDESANTO & COMPANY
February 7, 2005 - September 21, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 1, 2004 - September 21, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 20, 2002 - March 15, 2005
MCMG CAPITAL ADVISORS, INC.
January 25, 1991 - November 11, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 10, 1989 - December 20, 1989
CORPORATE BENEFIT SECURITIES, INC.
February 26, 1987 - October 7, 1989
MASON, HUNT & CO., INC.
July 24, 1984 - April 25, 1986
JOHNSTON, LEMON & CO. INCORPORATED
April 29, 1982 - May 15, 1984
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HIGHTOWER SECURITIES, LLC
CRD#: 116681 / SEC#: , 8-53560
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIGHTOWER HOLDING, LLC | PARENT COMPANY | |
| BESSO, DOUGLAS JOSEPH | CTO | 1530829 |
| COVIELLO, BARRY ANTHONY | EXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION | 1813688 |
| GRAY, KENDRA | MUNICIPAL PRINCIPAL | 4388082 |
| GRAY, KENDRA | CHIEF COMPLIANCE OFFICER | 4388082 |
| KARL, MATTHEW JAMES | PRINCIPAL FINANCIAL OFFICER (PFO) & FINOP | 5361093 |
| SMITH, SCOTT DAVID | CHIEF EXECUTIVE OFFICER | 2523535 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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