David G. Karmis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David George Karmis was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1982. David had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2014 - August 5, 2015
GLOBALMACRO CAPITAL MANAGEMENT, LLC
July 22, 2004 - July 11, 2007
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
February 1, 1999 - June 28, 2004
BANC ONE SECURITIES CORPORATION
August 4, 1993 - February 1, 1999
WINGSPAN INVESTMENT SERVICES
March 25, 1987 - January 1, 1990
RESOURCE DEVELOPMENT INTERNATIONAL, LTD.
April 29, 1982 - March 29, 1985
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GLOBALMACRO CAPITAL MANAGEMENT, LLC
CRD#: 153819 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 85 |
| AUM (Assets Under Management) | $ 27,868,013 |
Red Flags
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