Steven E. Leininger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Erwin Leininger was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1982. Steven had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 1999 - September 22, 2021
EARNED WEALTH ADVISORS, LLC
July 9, 1984 - December 7, 1994
WARNER BECK INCORPORATED
June 28, 1982 - October 14, 1983
FSC SECURITIES CORPORATION
Primary Firm SEC Registration
EARNED WEALTH ADVISORS, LLC
CRD#: 108052 / SEC#: 801-57727
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EARNED WEALTH ADVISORS, LLC
CRD#: 108052 / SEC#: 801-57727
Contact information
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,544 |
| AUM (Assets Under Management) | $ 1,916,730,533 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
