William H. Wakeman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Hugh Wakeman III, CFP®, who also goes by Bill Wakeman III, William Hugh Wakeman, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1982. William had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1998
Experience
December 2, 2016 - August 7, 2017
QUESTAR ASSET MANAGEMENT, INC.
November 8, 2016 - August 7, 2017
QUESTAR CAPITAL CORPORATION
April 26, 2010 - November 18, 2016
EQUITABLE ADVISORS, LLC
October 19, 2009 - November 18, 2016
EQUITABLE ADVISORS, LLC
November 18, 2004 - October 20, 2009
WOODBURY FINANCIAL SERVICES, INC.
August 19, 1992 - October 20, 2009
WOODBURY FINANCIAL SERVICES, INC.
August 1, 1990 - August 26, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
August 1, 1990 - August 26, 1992
EQUITABLE ADVISORS, LLC
November 14, 1983 - September 24, 1988
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
November 14, 1983 - August 26, 1992
EQUITABLE ADVISORS, LLC
May 11, 1982 - August 26, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
QUESTAR ASSET MANAGEMENT, INC.
CRD#: 133358 / SEC#: 801-63747
Contact information
Red Flags
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