Peter J. Blatchford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter James Blatchford, who also goes by Peter James Bologna, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1982. Peter had worked at 27 firms and has passed the Series 63, Series 79TO, SIE, Series 57, Series 7, Series 3, Series 5 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2022 - November 1, 2024
DINOSAUR FINANCIAL GROUP, L.L.C
August 16, 2019 - October 23, 2020
ACCESS SECURITIES, LLC
June 8, 2018 - July 30, 2019
CAERUS TRADING, L.L.C.
January 24, 2017 - September 4, 2018
DE PAOLA TRADING, INC.
November 4, 2014 - January 5, 2015
LEK SECURITIES CORPORATION
May 7, 2014 - October 1, 2014
NEW ALBION PARTNERS LLC
July 7, 2000 - May 8, 2014
MILLER TABAK + CO., LLC
October 14, 1998 - July 7, 2000
MILLER TABAK HIRSCH & CO.
May 1, 1998 - September 17, 1998
SCHRODER & CO. INC.
August 17, 1992 - November 16, 1992
KC MAY SECURITIES CORP.
May 29, 1992 - July 2, 1992
GILFORD SECURITIES INCORPORATED
February 6, 1991 - September 11, 1991
JONATHAN FOSTER & CO., L.P.
December 17, 1990 - January 31, 1991
ANGLO-AMERICAN INVESTOR SERVICES CORP.
September 1, 1987 - January 20, 1988
L. F. ROTHSCHILD & CO. INCORPORATED
March 9, 1987 - July 1, 1987
MORGAN STANLEY DW INC.
October 13, 1986 - March 19, 1987
E. F. HUTTON & COMPANY INC
April 4, 1986 - October 27, 1986
LEHMAN BROTHERS INC.
December 3, 1985 - April 7, 1986
KUHNS BROTHERS & LAIDLAW, INC.
September 13, 1985 - December 3, 1985
BALDWIN CAPITAL PARTNERS, A CALIFORNIA LIMITED PARTNERSHIP
August 14, 1985 - August 26, 1985
THOMSON MCKINNON SECURITIES INC.
April 27, 1985 - July 29, 1985
J.P. MORGAN SECURITIES LLC
December 7, 1984 - February 25, 1985
RONEY & CO. L.L.C.
May 22, 1984 - December 13, 1984
KIDDER, PEABODY & CO. INCORPORATED
December 20, 1983 - June 14, 1984
UBS FINANCIAL SERVICES INC.
January 4, 1983 - January 18, 1984
DREXEL BURNHAM LAMBERT INCORPORATED
October 21, 1982 - February 14, 1983
DAVIS, SKAGGS & CO., INC.
May 24, 1982 - October 1, 1982
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 5
Date: 6/2/1983
Interest Rate Options ExaminationCurrent Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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