Joel J. Lipton
Professional summary
Joel Jay Lipton is a registered financial advisor currently at LIPTON CAPITAL MANAGEMENT located in Stuart, Florida.
Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Joel has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joel Jay Lipton's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 30, 1996 - Present
LIPTON CAPITAL MANAGEMENT
January 2, 2014 - November 21, 2015
CALTON & ASSOCIATES, INC.
September 6, 2002 - December 31, 2013
HIGH STREET SECURITIES, INC.
July 7, 2000 - August 16, 2002
DONALD & CO. SECURITIES INC.
July 6, 1992 - July 5, 2000
VANGUARD CAPITAL
March 23, 1989 - July 6, 1992
MORGAN STANLEY DW INC.
January 9, 1984 - April 7, 1989
LEHMAN BROTHERS INC.
May 24, 1982 - December 20, 1983
HERETH, ORR & JONES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/30/1996)
Exams
Current Firm
LIPTON CAPITAL MANAGEMENT
CRD#: 141767 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 6,347,423 |
Red Flags
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