WH
William B. Howard
WILLIAM HOWARD & CO. FINANCIAL ADVISORS
MEMPHIS, TN 38122
Some features on this profile are disabled
CRD#: 1040874
WH
Professional summary
William Barker Howard JR, CFP®, who also goes by Bill Howard, is a registered financial advisor currently at WILLIAM HOWARD & CO. FINANCIAL ADVISORS, INC. located in Memphis, Tennessee.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. William has worked at 1 firm .
Question & Answer
What are your service offerings?
Estate Planning
Insurance Planning
Comprehensive Financial Planni...
Education Planning
Retirement Planning
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
Bill Howard
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view William Barker Howard JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1986
Experience
Current
September 8, 1995 - Present
WILLIAM HOWARD & CO. FINANCIAL ADVISORS, INC.
Office #1: 6410 Poplar Avenue Suite 330, Memphis, TN 38122RIA
CRD#: 105959
MEMPHIS, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WH
WILLIAM HOWARD & CO. FINANCIAL ADVISORS, INC.
WILLIAM HOWARD & CO FINANCIAL ADVISORS INC | WILLIAM HOWARD & CO. FINANCIAL ADVISORS, INC. | WILLIAM HOWARD & CO FINANCIAL ADVISORS, INC. | WILLIAM HOWARD & CO FINANCIAL ADVISORS, INC
CRD#: 105959 / SEC#: 801-31084
RIA
Registered Investment Advisory firm - (1/28/1988 Approved)Texas
Registered Investment Advisory firm - (12/31/2001 Failure to Renew)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(2/2/2004)
IAR
Texas(9/8/1995)
Exams
Current Firm
WH
WILLIAM HOWARD & CO. FINANCIAL ADVISORS, INC.
WILLIAM HOWARD & CO FINANCIAL ADVISORS INC | WILLIAM HOWARD & CO. FINANCIAL ADVISORS, INC. | WILLIAM HOWARD & CO FINANCIAL ADVISORS, INC. | WILLIAM HOWARD & CO FINANCIAL ADVISORS, INC
CRD#: 105959 / SEC#: 801-31084
RIA
Registered Investment Advisory firm - (1/28/1988 Approved)Texas
Registered Investment Advisory firm - (12/31/2001 Failure to Renew)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
6410 Poplar Ave Suite 330, Memphis, TN 38119-4839
Mailing Address
Phone number
(901) 761-5068
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 557 |
| AUM (Assets Under Management) | $ 320,702,874 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/19/2025 | ||
| 07/31/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WILLIAM HOWARD & CO. FINANCIAL ADVISORS, INC.
CRD#: 105959Memphis, TN 38122TRUST BUT VERIFY
Monitor William Howard
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
xxxxx@xxxx.xxx
