Craig R. Lawler

AVISO WEALTH MANAGEMENT

Selinsgrove, PA 17870

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CRD#: 1040869

Professional summary

Craig Russell Lawler is a registered financial advisor currently at AVISO WEALTH MANAGEMENT located in Selinsgrove, Pennsylvania and OSAIC WEALTH, INC. located in Northumberland, Pennsylvania.

Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Craig has worked at 11 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. AVISO WEALTH MANAGEMENT POSITION: Investment Advisor Representative NATURE: Corporation, Independent RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/01/2012 ADDRESS: 227 Point Township Drive, Northumberland PA 17857, United States DESCRIPTION: Take care of 3 clients that were not transferable when I sold my book to Joe Perry. 2. AVISO FINANCIAL, LLC POSITION: Insurance Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1973 ADDRESS: 698 Carpenter Rd, Milton PA 17847, United States DESCRIPTION: I am currently licensed, but not using the license. 3. NORTHUMBERLAND MONTOUR JT AIRPORT AUTHORITY POSITION: Chairman NATURE: Authority Chairman operating a small airport INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2992 ADDRESS: 1413 Sunbury Rd, Danville PA 17857, United States DESCRIPTION: Authority Chairman operation of a small general aviation airport. Oversee mowing, snow removal and maintenance of buildings and runway. 4. BRAMBLEY HEDGE POSITION: President NATURE: LLC to own an airplane INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2008 ADDRESS: 698 Carpenter Rd, Milton PA 17847, United States DESCRIPTION: LLC to hold an aircraft. No duties.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Russell Lawler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 30, 2023 - Present

AVISO WEALTH MANAGEMENT

Office #1: 100 Airport Road Suite 200, Selinsgrove, PA 17870

RIA

CRD#: 108146

Selinsgrove, PA

Current

October 16, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 227 Point Township Drive, Northumberland, PA 17857

RIA

CRD#: 23131

Northumberland, PA

Past

September 8, 2022 - November 1, 2023

CETERA ADVISORS LLC

CRD#: 10299

SELINSGROVE, PA

Past

November 12, 2020 - November 1, 2023

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

SELINSGROVE, PA

Past

July 2, 2012 - November 12, 2020

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

SELINSGROVE, PA

Past

August 13, 2008 - July 2, 2012

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

SELINSGROVE, PA

Past

September 19, 2005 - September 8, 2022

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SELINSGROVE, PA

Past

January 2, 2002 - September 19, 2005

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

September 21, 1991 - January 2, 2002

JOSEPHTHAL & CO., INC.

CRD#: 3227

NEW YORK, NY

Past

March 27, 1991 - October 22, 1991

JJC SECURITIES CO., INC.

CRD#: 3144

Past

May 14, 1988 - April 15, 1991

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

February 28, 1982 - May 14, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AVISO WEALTH MANAGEMENT

CRD#: 108146 / SEC#: 801-56358

RIA

Registered Investment Advisory firm - (3/22/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(4/14/2025)

Pennsylvania
(10/16/2023)

IAR

Pennsylvania
(10/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 2/12/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/16/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 6/8/2001

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 12/8/2000

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

AVISO WEALTH MANAGEMENT

CRD#: 108146 / SEC#: 801-56358

RIA

Registered Investment Advisory firm - (3/22/1999 Approved)

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Contact information

Main Address

11900 Ne 1st St Suite 300, Bellevue, WA 98005

Mailing Address

Phone number

(877) 633-1210

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AVISO WEALTH MANAGEMENT (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,904
AUM (Assets Under Management)	$ 494,946,434

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Craig R. Lawler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Russell Lawler's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

CETERA ADVISORS LLC

CETERA INVESTMENT ADVISERS LLC

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

OPPENHEIMER & CO. INC.

JOSEPHTHAL & CO., INC.

JJC SECURITIES CO., INC.

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

AVISO WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 2/12/1982

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/16/1982

Series 10

Date: 6/8/2001

Series 9

Date: 12/8/2000

FINRA

Current Firm

AVISO WEALTH MANAGEMENT

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AVISO WEALTH MANAGEMENT

TRUST BUT VERIFY

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