Bradley D. Whitener
Professional summary
Bradley Dale Whitener, who also goes by Brad Whitener, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in Memphis, Tennessee.
Bradley is registered as a RR (Registered Representative) and started their career in finance in 1982. Bradley has worked at 13 firms and has passed the Series 63, SIE, Series 7, Series 52 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bradley Dale Whitener's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 22, 2006 - Present
CANTOR FITZGERALD & CO.
Office #1: 6410 Poplar Avenue Suite 700, Memphis, TN 38119August 23, 2001 - March 23, 2006
MOUNTAIN RIVER SECURITIES, INC.
July 19, 1994 - August 20, 2001
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
January 13, 1992 - July 12, 1994
KFS BD, INC.
August 29, 1991 - January 7, 1992
GSC SECURITIES, INC.
August 29, 1991 - January 7, 1992
GOVERNMENT SECURITIES CORPORATION
April 19, 1991 - August 22, 1991
VINING-SPARKS IBG, LLC
December 14, 1990 - April 16, 1991
THE TRADING DESK, INC.
August 14, 1989 - November 9, 1990
ROBERT THOMAS SECURITIES, INC
November 25, 1987 - August 1, 1989
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
February 25, 1986 - May 27, 1986
NEXA SECURITIES
March 21, 1985 - January 14, 1986
CARTY, HARDING & HEARN, INC.
July 12, 1982 - July 16, 1984
MUNICIPAL SECURITIES, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/22/2006)
Exams
Cboe BYX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CANTOR FITZGERALD & CO.
CRD#: 134Memphis, TN 38119TRUST BUT VERIFY
Monitor Bradley Whitener
Get automatic monthly alerts on:
