Robert C. Beswick
PREISZ FINANCIAL
Portland, OR 97239
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CRD#: 1040843
Professional summary
Robert Collins Beswick, CFP® is a registered financial advisor currently at PREISZ FINANCIAL located in Portland, Oregon and LPL FINANCIAL LLC located in Portland, Oregon.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Robert has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 2 and Series 24 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Insurance Planning
Estate Planning
Retirement Planning
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 08/23/2010 - PREISZ ASSOCIATES, INC. - NON-VARIABLE INSURANCE - 50% TIME SPENT - INSURANCE LICENSE
2. 02/05/2013 - PREISZ ASSOCIATES, INC - INV REL - NON-VARIABLE INSURANCE - 1% TIME SPENT - INDIVIDUAL LIFE, DI AND LTC SALES AND SERVICE. GROUP HEALTH SALES AND SERVICE.
3. 09/03/2013 - PREISZ ASSOCIATES, INC. - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)
4. 06/25/2015 - PREISZ FINANCIAL - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 4525 SW CONDOR AVE., PORTLAND, OR 97239 - START 07/01/2015 - 20 HRS/MO DURING SECS TRDG HRS.
5. 07/21/2015 - PREISZ ASSOCIATES, INC. - INV REL - 4525 SW CONDOR AVE., PORTLAND, OR 97239 - REGISTERED INVESTMENT ADVISOR DBA - (HYBRID) PREISZ FINANCIAL - START 06/12/2015 - 5 HOURS PER MONTH, 5 DURING TRADING - FINANCIAL PLANS AND ADVICE ARE PROVIDED FOR HOURLY AND/OR FIXED FEES
CRS (Client Relationship Summary) - RIA
Click below to view Robert Collins Beswick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
April 8, 2010 - Present
PREISZ FINANCIAL
Office #1: 4525 Sw Condor Ave, Portland, OR 97239RIA
CRD#: 144469
Portland, OR
Current
September 8, 2009 - Present
LPL FINANCIAL LLC
Office #1: 4525 Sw Condor Ave, Portland, OR 97239-4061RIA
BD
CRD#: 6413
Portland, OR
Past
January 15, 2018 - February 4, 2019
LPL FINANCIAL LLC
RIA
CRD#: 6413
WEST LINN, OR
Past
March 31, 1989 - September 8, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
WEST LINN, OR
Past
February 6, 1989 - March 31, 1989
LOWRY FINANCIAL SERVICES CORPORATION
BD
CRD#: 7291
Past
March 7, 1983 - February 22, 1989
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Past
August 31, 1982 - January 2, 1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 2682
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PREISZ FINANCIAL
PREISZ ASSOCIATES, INC. | PREISZ FINANCIAL
CRD#: 144469 / SEC#: 801-115031
RIA
Registered Investment Advisory firm - (4/18/2019 Approved)Oregon
Registered Investment Advisory firm - (1/29/2020 Terminated)Texas
Registered Investment Advisory firm - (1/29/2020 Terminated)Washington
Registered Investment Advisory firm - (2/29/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/6/2021)
RR
Arizona(6/30/2014)
RR
California(6/30/2014)
RR
Colorado(3/6/2015)
RR
Delaware(4/4/2017)
RR
Florida(11/15/2021)
RR
Georgia(6/30/2014)
RR
Hawaii(7/18/2017)
RR
Maryland(6/30/2014)
RR
Minnesota(12/10/2019)
RR
Nevada(10/31/2017)
RR
Oregon(9/8/2009)
IAR
Oregon(5/18/2022)
RR
Texas(7/16/2014)
RR
Washington(9/8/2009)
IAR
Washington(4/8/2010)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 2
Date: 8/26/1980
Non-Member General Securities ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PF
PREISZ FINANCIAL
PREISZ ASSOCIATES, INC. | PREISZ FINANCIAL
CRD#: 144469 / SEC#: 801-115031
RIA
Registered Investment Advisory firm - (4/18/2019 Approved)Oregon
Registered Investment Advisory firm - (1/29/2020 Terminated)Texas
Registered Investment Advisory firm - (1/29/2020 Terminated)Washington
Registered Investment Advisory firm - (2/29/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4525 Sw Condor Ave, Portland, OR 97239
Mailing Address
Phone number
(503) 224-1600
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 485 |
| AUM (Assets Under Management) | $ 612,791,505 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
