William W. Palmer

WILLIAM PALMER ASSOCIATES

Englewood, CO

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CRD#: 1040810

Professional summary

William Ware Palmer III, CFP®, who also goes by Bill Palmer, III William Ware Palmer, is a registered financial advisor currently at WILLIAM PALMER ASSOCIATES, LLC located in Englewood, Colorado.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. William has worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Palmer | Iii William Ware Palmer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Ware Palmer III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1985

Experience

Current

September 26, 2012 - Present

WILLIAM PALMER ASSOCIATES, LLC

RIA

CRD#: 164931

Englewood, CO

Past

September 10, 2007 - March 13, 2012

WIN WEALTH MANAGEMENT, INC.

RIA

CRD#: 127019

DENVER, CO

Past

December 16, 1989 - May 24, 1995

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

March 15, 1988 - December 16, 1989

LINSCO FINANCIAL GROUP, INC.

CRD#: 524

Past

December 24, 1987 - April 7, 1988

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

June 9, 1983 - December 24, 1987

FINANCIAL PLANNERS EQUITY CORPORATION

CRD#: 7420

Past

April 30, 1982 - May 26, 1983

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 6695

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(9/26/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/7/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/29/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/16/1985

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/29/1982

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WILLIAM PALMER ASSOCIATES, LLC

CRD#: 164931 / SEC#:

Colorado

Registered Investment Advisory firm - (9/26/2012 Approved)

Texas

Registered Investment Advisory firm - (2/6/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Englewood, CO

Mailing Address

Phone number

(303) 596-6439

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	93
AUM (Assets Under Management)	$ 32,303,148

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William W. Palmer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Ware Palmer III's CRS (Customer Relationship Summary).

Certified licenses

Experience

WIN WEALTH MANAGEMENT, INC.

LPL FINANCIAL LLC

LINSCO FINANCIAL GROUP, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

FINANCIAL PLANNERS EQUITY CORPORATION

METLIFE INVESTORS DISTRIBUTION COMPANY

State Registrations and Notice Filings

Exams

Series 65

Date: 9/7/2007

Series 63

Date: 5/29/1985

Series 7

Date: 2/16/1985

Series 6

Date: 4/29/1982

Current Firm

WILLIAM PALMER ASSOCIATES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WILLIAM PALMER ASSOCIATES, LLC

TRUST BUT VERIFY

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