Jerome L. Blumberg

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CRD#: 1040720

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jerome Louis Blumberg, who also goes by Jerry Blumberg, was a registered financial professional .

Jerome is a previously registered financial professional and started their career in finance in 1982. Jerome had worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jerry Blumberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 1, 2012 - December 31, 2013

INVESTMENT RESEARCH CORP

RIA

CRD#: 108208

DENVER, CO

Past

June 1, 2012 - December 31, 2013

WORLD CAPITAL BROKERAGE, INC.

CRD#: 37

ASPEN, CO

Past

December 9, 2008 - May 29, 2012

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

ASPEN, CO

Past

December 9, 2008 - May 29, 2012

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

ASPEN, CO

Past

August 6, 2004 - December 9, 2008

FIRST MONTAUK SECURITIES CORP.

RIA

CRD#: 13755

ASPEN, CO

Past

March 28, 2002 - April 2, 2002

FIRST MONTAUK SECURITIES CORP.

RIA

CRD#: 13755

ASPEN, CO

Past

March 28, 2002 - December 9, 2008

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

ASPEN, CO

Past

May 7, 1990 - March 26, 2002

GLOBAL CAPITAL SECURITIES CORPORATION

CRD#: 16184

ENGLEWOOD, CO

Past

November 7, 1989 - May 17, 1990

AMERICAN FRONTEER FINANCIAL CORPORATION

CRD#: 1398

DENVER, CO

Past

June 27, 1984 - November 24, 1989

WALL STREET WEST, INC.

CRD#: 7529

Past

September 23, 1982 - June 29, 1984

MORGAN STANLEY DW INC.

CRD#: 7556

Past

June 17, 1982 - September 16, 1982

G & H SECURITIES, INC.

CRD#: 6717

Past

May 24, 1982 - June 9, 1982

OTC NET INCORPORATED

CRD#: 7756

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVESTMENT RESEARCH CORP

INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES

CRD#: 108208 / SEC#: 801-8599

RIA

Registered Investment Advisory firm - (4/26/1972 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/10/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/22/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/15/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/12/1993

General Securities Principal Examination

Current Firm

INVESTMENT RESEARCH CORP

INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES

CRD#: 108208 / SEC#: 801-8599

RIA

Registered Investment Advisory firm - (4/26/1972 Approved)

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Contact information

Main Address

1636 North Logan Street, Denver, CO 80203

Mailing Address

Phone number

(303) 626-0634

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IRC BROCHURE (3/6/2025)

IRC WRAP BROCHURE (3/6/2025)

Regulatory assets under management

Total Number of Accounts	177
AUM (Assets Under Management)	$ 63,421,004

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jerome L. Blumberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WORLD CAPITAL BROKERAGE, INC.

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

FIRST MONTAUK SECURITIES CORP.

FIRST MONTAUK SECURITIES CORP.

FIRST MONTAUK SECURITIES CORP.

GLOBAL CAPITAL SECURITIES CORPORATION

AMERICAN FRONTEER FINANCIAL CORPORATION

WALL STREET WEST, INC.

MORGAN STANLEY DW INC.

G & H SECURITIES, INC.

OTC NET INCORPORATED

Primary Firm SEC Registration

INVESTMENT RESEARCH CORP

State Registrations and Notice Filings

Exams

Series 65

Date: 12/10/1999

Series 63

Date: 11/22/1982

Series 7

Date: 5/15/1982

Series 24

Date: 3/12/1993

Current Firm

INVESTMENT RESEARCH CORP

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVESTMENT RESEARCH CORP

TRUST BUT VERIFY

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