TE
Thomas W. Eisenzimmer
FOUNTAIN SQUARE ASSET MANAGEMENT
Cincinnati, OH 45242
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CRD#: 1040633
TE
Professional summary
Thomas William Eisenzimmer is a registered financial advisor currently at FOUNTAIN SQUARE ASSET MANAGEMENT located in Cincinnati, Ohio and CETERA WEALTH SERVICES, LLC located in Cincinnati, Ohio.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Thomas has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) EISENZIMMER FINANCIAL SERVICES, INC; Investment Related; 4520 Cooper Road #201, Cincinnati, OH 45242; Financial Services; President/Owner; Start Date 03/1991; 160 hours per month with the majority of those hours occurring during trading hours; Financial Planning and Investment Services for clients of the Greater Cincinnati Credit Union. >> (dba) EISENIMMER FINANCIAL SERVICES, INC; Investment Related; 4520 Cooper Road #201, Cincinnati, OH 45242; Start Date 03/1982; 48 hours per month with the majority of those hours occurring during trading hours; Gather and evaluate data for recommendations. >> THOMAS W EISENZIMMER - INDEPENDENT PRODUCER; Investment Related; 4520 Cooper Road #201, Cincinnati, OH 45242; Insurance; Independent Producer; Start Date 06/1988; 18 hours per month with some of those hours occurring during trading hours; Insurance sales and service as well as insurance counseling. >> (dba) FOUNTAIN SQUARE ASSET MANAGEMENT; Investment Related; 4520 Cooper Road #201, Cincinnati, OH 45242; Investment Advisory; Advisor/President; Start Date 03/2022; 120 hours per month with most of those hours per month occurring during trading hours; Own and operate an independent RIA.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas William Eisenzimmer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 20, 2022 - Present
FOUNTAIN SQUARE ASSET MANAGEMENT
Office #1: 4520 Cooper Road Suite 201, Cincinnati, OH 45242RIA
CRD#: 316955
Cincinnati, OH
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 4520 Cooper Road Suite 201, Cincinnati, OH 45242Office #2: 4520 Cooper Road Suite 201, Cincinnati, OH 45242BD
CRD#: 13572
Cincinnati, OH
Past
August 19, 1999 - April 5, 2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Cincinnati, OH
Past
July 31, 1997 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Cincinnati, OH
Past
September 26, 1989 - July 30, 1997
MARINER FINANCIAL SERVICES, INC.
BD
CRD#: 8292
LARGO, FL
Past
April 26, 1983 - October 7, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
August 13, 1982 - September 23, 1982
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FS
FOUNTAIN SQUARE ASSET MANAGEMENT
FOUNTAIN SQUARE ASSET MANAGEMENT | FOUNTAIN SQUARE ASSET MANAGEMENT, LLC
CRD#: 316955 / SEC#: 801-122772
RIA
Registered Investment Advisory firm - (11/29/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/20/2025)
RR
Colorado(2/20/2025)
RR
Florida(2/20/2025)
RR
Georgia(2/20/2025)
RR
Illinois(2/20/2025)
RR
Indiana(2/20/2025)
RR
Kentucky(2/20/2025)
RR
Louisiana(2/20/2025)
RR
Maryland(2/20/2025)
RR
Michigan(2/20/2025)
RR
New York(2/20/2025)
RR
North Carolina(2/20/2025)
IAR
Ohio(4/20/2022)
RR
Ohio(2/20/2025)
RR
Pennsylvania(2/20/2025)
RR
South Carolina(2/20/2025)
RR
Texas(2/20/2025)
RR
Virginia(2/20/2025)
RR
Washington(2/20/2025)
RR
Wisconsin(2/20/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FS
FOUNTAIN SQUARE ASSET MANAGEMENT
FOUNTAIN SQUARE ASSET MANAGEMENT | FOUNTAIN SQUARE ASSET MANAGEMENT, LLC
CRD#: 316955 / SEC#: 801-122772
RIA
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Contact information
Main Address
4520 Cooper Road Suite 201, Cincinnati, OH 45242
Mailing Address
Phone number
(513) 984-9111
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 615 |
| AUM (Assets Under Management) | $ 206,178,193 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FOUNTAIN SQUARE ASSET MANAGEMENT
CRD#: 316955Cincinnati, OH 45242TRUST BUT VERIFY
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