Gary M. Wertman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Michael Wertman was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1982. Gary had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 1986 - January 28, 1987
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
January 15, 1985 - October 17, 1986
ALLIED CAPITAL GROUP, INC.
October 17, 1984 - November 9, 1984
GENERAL AMERICAN SECURITIES, INC.
December 7, 1983 - September 27, 1984
NORBAY SECURITIES INC.
April 29, 1982 - October 4, 1983
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
CRD#: 13741 / SEC#: , 8-45398
Contact information
Documents
Red Flags
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