GK

Glenda D. Kemple

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CRD#: 1040451
GK

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Glenda Diane Kemple was a registered financial professional .

Glenda is a previously registered financial professional and started their career in finance in 1982. Glenda had worked at 8 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 9 and Series 10 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 24, 2006 - December 31, 2013

KEMPLE CAPITAL, LLC

RIA
CRD#: 129691
DALLAS, TX
Past

February 11, 2004 - December 31, 2005

KEMPLE CAPITAL, LLC

RIA
CRD#: 129691
DALLAS, TX
Past

April 25, 1994 - December 31, 2004

BTS ASSET MANAGEMENT, INC.

RIA
CRD#: 105215
DALLAS, TX
Past

April 7, 1992 - December 31, 2002

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA
CRD#: 6694
DALLAS, TX
Past

April 7, 1992 - December 31, 2013

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
DALLAS, TX
Past

February 4, 1992 - November 7, 2003

QUEST CAPITAL MANAGEMENT, INC.

RIA
CRD#: 114690
DALLAS, TX
Past

March 17, 1989 - May 5, 1992

DERAND/PENNINGTON/BASS, INC.

BD
CRD#: 4679
Past

January 4, 1988 - March 17, 1989

PENNINGTON/BASS EQUITIES, INC.

BD
CRD#: 13765
Past

August 15, 1985 - December 31, 1987

KEOGLER, MORGAN & COMPANY, INC.

BD
CRD#: 16546
Past

April 29, 1982 - August 26, 1985

FSC SECURITIES CORPORATION

BD
CRD#: 7461

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 31
Date: 4/26/2005
Futures Managed Funds Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


KC
KEMPLE CAPITAL, LLC
KEMPLE CAPITAL LLC | KEMPLE CAPITAL, LLC

CRD#: 129691 / SEC#:

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Contact information


Main Address
12001 North Central Expressway Suite 700, Dallas, TX 75243
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Red Flags


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Company Information


KEMPLE CAPITAL, LLC

CRD#: 129691

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