Richard T. Borst
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Tobin Borst, who also goes by Toby Borst, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1982. Richard had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2015 - January 16, 2019
WEALTHTRAK FINANCIAL SERVICES, LLC
June 6, 2012 - November 8, 2013
WEALTHTRAK FINANCIAL SERVICES, LLC
April 1, 2003 - September 2, 2003
KMS FINANCIAL SERVICES, INC.
October 10, 1991 - June 27, 2001
PORTLAND INVESTMENT SERVICES, INC.
April 7, 1988 - October 19, 1989
R.T. BORST AND COMPANY
May 9, 1986 - January 28, 1987
LIVINGSTON SECURITIES, INC.
July 18, 1983 - August 26, 1985
MORGAN FIRST SECURITIES, INC.
May 18, 1982 - October 6, 1982
EQUITY SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WEALTHTRAK FINANCIAL SERVICES, LLC
CRD#: 145427 / SEC#: 801-68542
Contact information
Red Flags
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