Gregory W. Goelzer

GOELZER INVESTMENT MANAGEMENT

CARMEL, IN 46032

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CRD#: 1040238

Professional summary

Gregory William Goelzer is a registered financial advisor currently at GOELZER INVESTMENT MANAGEMENT located in Carmel, Indiana.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Gregory has worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory William Goelzer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 9, 2024 - Present

GOELZER INVESTMENT MANAGEMENT

Office #1: 10 East Main Street Suite 110, Carmel, IN 46032

RIA

CRD#: 44402

CARMEL, IN

Past

January 19, 1999 - November 18, 2024

GOELZER INVESTMENT MANAGEMENT

RIA

CRD#: 44402

INDIANAPOLIS, IN

Past

June 10, 1998 - June 23, 2015

GOELZER INVESTMENT MANAGEMENT

CRD#: 44402

INDIANAPOLIS, IN

Past

June 20, 1984 - September 24, 1999

GOELZER INVESTMENT MANAGEMENT

CRD#: 3942

INDIANAPOLIS, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GOELZER INVESTMENT MANAGEMENT

GIM INVESTMENT SERVICES, INC. | GPRO | GOELZER INVESTMENT MANAGEMENT, INC. | GOELZER INVESTMENT MANAGEMENT

CRD#: 44402 / SEC#: 801-55588, 8-50682

RIA

Registered Investment Advisory firm - SEC (6/30/1998 Approved)

Terminated by SEC on 08/22/2015

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(12/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/18/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/23/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/16/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/13/1986

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 2/21/1985

Registered Options Principal Examination

Current Firm

GOELZER INVESTMENT MANAGEMENT

GIM INVESTMENT SERVICES, INC. | GPRO | GOELZER INVESTMENT MANAGEMENT, INC. | GOELZER INVESTMENT MANAGEMENT

CRD#: 44402 / SEC#: 801-55588, 8-50682

RIA

Registered Investment Advisory firm - SEC (6/30/1998 Approved)

Terminated by SEC on 08/22/2015

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Contact information

Main Address

10 East Main Street Suite 110, Carmel, IN 46032

Mailing Address

Phone number

(317) 264-2600

Established

Indiana since 10/16/1997

Firm type

Corporation

Fiscal year end

December

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A UPDATE 08152025 (8/15/2025)

Direct owners and executive officers

Name	Position	CRD#
FREIHOFER, LISA GOELZER	OWNER
GOELZER, GREGORY WILLIAM	VICE CHAIRMAN AND CEO	1040238
GOELZER, SANDRA KAY	OWNER
JOAN B GOELZER CREDIT SHELTER TR U/A DTD 1-17-1991	OWNER
MCKAMEY, BRETT DEAN	PRESIDENT AND COO	1706545
CONCANNON, JAMES ANDREW	OWNER	1722214
GOELZER EMPLOYEE STOCK OWNERSHIP PLAN	OWNER
SMITH, NEAL ANDREW	OWNER	2168145
BUSH, JEFFREY ADAM	CHIEF COMPLIANCE OFFICER	6157908
RYNERSON, DEBRA ANN	FINANCIAL OPERATIONS PRINCIPAL	1741218

Regulatory assets under management

Total Number of Accounts	877
AUM (Assets Under Management)	$ 3,846,550,007

Disclosures

Regulatory Event	1
Arbitration	2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gregory W. Goelzer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory William Goelzer's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOELZER INVESTMENT MANAGEMENT

GOELZER INVESTMENT MANAGEMENT

GOELZER INVESTMENT MANAGEMENT

Primary Firm SEC Registration

GOELZER INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 7/18/1984

SIE

Date: 6/23/2015

Series 7

Date: 6/16/1984

Series 24

Date: 2/13/1986

Series 4

Date: 2/21/1985

Current Firm

GOELZER INVESTMENT MANAGEMENT

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

GOELZER INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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