Harold B. Gallison
Professional summary
Harold Bailey Gallison was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Harold is a previously registered financial professional and started their career in finance in 1982. Prior to being barred, Harold had worked at 8 firms, which includes PACIFIC CORTEZ SECURITIES INCORPORATED, DEL MAR SECURITIES INC., BURNETT GREY & CO. INC., MARSHALL DAVIS INC., GREENTREE SECURITIES CORP., BROOKS WEINGER ROBBINS & LEEDS INC., SECO SECURITIES INC., FIRST AFFILIATED SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 1992 - April 23, 1999
PACIFIC CORTEZ SECURITIES INCORPORATED
June 8, 1989 - July 5, 1989
DEL MAR SECURITIES, INC.
May 18, 1989 - August 18, 1992
BURNETT, GREY & CO., INC.
January 12, 1989 - April 15, 1989
MARSHALL DAVIS, INC.
February 1, 1988 - December 12, 1988
GREENTREE SECURITIES CORP.
July 28, 1986 - February 3, 1988
BROOKS WEINGER ROBBINS & LEEDS INC.
June 14, 1984 - June 19, 1984
SECO SECURITIES, INC.
July 14, 1983 - October 28, 1983
SECO SECURITIES, INC.
April 29, 1982 - April 26, 1985
FIRST AFFILIATED SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Series 55
Date: 2/18/1999
Limited Representative-Equity Trader ExamCurrent Firm
PACIFIC CORTEZ SECURITIES INCORPORATED
CRD#: 24341 / SEC#: , 8-38514
Contact information
Documents
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