Bradley A. Morris

LIFEMARK SECURITIES

Houston, TX 77092

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CRD#: 1040140

Professional summary

Bradley Alan Morris, who also goes by Brad Morris, is a registered financial advisor currently at LIFEMARK SECURITIES CORP. located in Houston, Texas.

Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Bradley has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 5 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brad Morris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Independent insurance agent , investment related, 16015 Lakegrove Forest Drive, Tomball, TX 77377 , sales & service of insurance including life, LTC, disability, health, group insurance & annuities, 1 HOUR PER WEEK; START DATE: 1/2007 2. B.A. MORRIS & COMPANY INC. DBA MORRIS INTERNATIONAL BEVERAGE AND/OR MIB, not investment related, 2523 Fairway Park Drive, Suite 508, Houston, TX 77092 , PRESIDENT, 2 HOUR, START DATE: 11/2010, IMPORTER/EXPORTER AND TEXAS WHOLESALER OF WINE & BEER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Alan Morris's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Bradley Alan Morris's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 28, 2018 - Present

LIFEMARK SECURITIES CORP.

Office #1: 2523 Fairway Park Drive, Suite 508, Houston, TX 77092

RIA

CRD#: 16204

Houston, TX

Current

November 15, 2018 - Present

LIFEMARK SECURITIES CORP.

Office #1: 2523 Fairway Park Drive, Suite 508, Houston, TX 77092

RIA

CRD#: 16204

Houston, TX

Past

November 15, 2018 - November 15, 2018

LIFEMARK SECURITIES CORP.

RIA

CRD#: 16204

Houston, TX

Past

August 21, 2017 - November 7, 2018

FORESTERS EQUITY SERVICES, INC.

RIA

CRD#: 18464

TOMBALL, TX

Past

August 21, 2017 - November 7, 2018

FORESTERS EQUITY SERVICES, INC.

CRD#: 18464

SAN DIEGO, CA

Past

June 28, 2017 - August 11, 2017

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

HOUSTON, TX

Past

June 19, 2017 - August 11, 2017

PRUCO SECURITIES, LLC.

CRD#: 5685

HOUSTON, TX

Past

April 2, 2015 - June 2, 2017

FORESTERS EQUITY SERVICES, INC.

RIA

CRD#: 18464

HOUSTON, TX

Past

November 15, 2007 - June 2, 2017

FORESTERS EQUITY SERVICES, INC.

CRD#: 18464

SAN DIEGO, CA

Past

April 9, 2007 - November 14, 2007

MML INVESTORS SERVICES, LLC

CRD#: 10409

HOUSTON, TX

Past

August 4, 2003 - January 9, 2007

FORESTERS EQUITY SERVICES, INC.

CRD#: 18464

HOUSTON, TX

Past

October 5, 1998 - April 25, 2002

SIGNAL SECURITIES, INC.

CRD#: 15916

FORT WORTH, TX

Past

September 14, 1995 - September 30, 1996

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

May 9, 1991 - August 23, 1995

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

ATLANTA, GA

Past

July 6, 1989 - April 30, 1991

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

February 19, 1988 - May 18, 1988

ROTAN MOSLE INC.

CRD#: 727

Past

December 22, 1987 - March 5, 1988

MONY SECURITIES CORPORATION

CRD#: 4386

Past

December 22, 1987 - March 8, 1988

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

CRD#: 2873

Past

March 6, 1984 - November 24, 1987

CIBC WORLD MARKETS CORP.

CRD#: 630

Past

April 29, 1982 - March 2, 1984

MORGAN STANLEY DW INC.

CRD#: 7556

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIFEMARK SECURITIES CORP.

LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.

CRD#: 16204 / SEC#: 801-68438, 8-33478

RIA

Registered Investment Advisory firm - SEC (10/17/2007 Approved)

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

South Dakota
(1/18/2022)

Texas
(11/28/2018)

IAR

Texas
(11/28/2018)

Washington
(11/15/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/22/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/28/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 10/12/1984

National Commodity Futures Examination

General Industry/Product Exam

Series 5

Date: 12/11/1982

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 4/17/1982

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LIFEMARK SECURITIES CORP.

LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.

CRD#: 16204 / SEC#: 801-68438, 8-33478

RIA

Registered Investment Advisory firm - SEC (10/17/2007 Approved)

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

400 West Metro Park, Rochester, NY 14623

Mailing Address

400 West Metro Park, Rochester, NY 14623

Phone number

(585) 424-5672

Established

New York since 04/04/1983

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

SEC notice filing (46 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE 2A (3/28/2025)

Direct owners and executive officers

Name	Position	CRD#
KALINOWSKI, ANDREW JOSEPH	VP / BOARD MEMBER/SECRETARY	263409
MICCICHE, VINCENT JR	TREASURER/ FINOP/PFO/POO	702149
PRISCO, JAMES JOSEPH	CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER	2653402
PRISCO, JAMES JOSEPH	PRESIDENT / BOARD MEMBER	2653402
GEORGIEV, ALEXANDRE JR.	CCO OF THE RIA / DIRECTOR OF OPERATIONS	5307830

Regulatory assets under management

Total Number of Accounts	2,021
AUM (Assets Under Management)	$ 461,475,636

Disclosures

Regulatory Event	2
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bradley A. Morris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Alan Morris's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Bradley Alan Morris's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIFEMARK SECURITIES CORP.

LIFEMARK SECURITIES CORP.

FORESTERS EQUITY SERVICES, INC.

FORESTERS EQUITY SERVICES, INC.

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

FORESTERS EQUITY SERVICES, INC.

FORESTERS EQUITY SERVICES, INC.

MML INVESTORS SERVICES, LLC

FORESTERS EQUITY SERVICES, INC.

SIGNAL SECURITIES, INC.

OSAIC WEALTH, INC.

ADVANTAGE CAPITAL CORPORATION

A. G. EDWARDS & SONS, INC.

ROTAN MOSLE INC.

MONY SECURITIES CORPORATION

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK

CIBC WORLD MARKETS CORP.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

LIFEMARK SECURITIES CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/22/2014

Series 63

Date: 4/28/1982

SIE

Date: 10/1/2018

Series 3

Date: 10/12/1984

Series 5

Date: 12/11/1982

Series 7

Date: 4/17/1982

FINRA

Current Firm

LIFEMARK SECURITIES CORP.

Contact information

SEC notice filing (46 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

LIFEMARK SECURITIES CORP.

TRUST BUT VERIFY

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