Paul I. Nixon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Ira Nixon JR, who also goes by Jr Paul Ira Nixon, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1982. Paul had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 1990 - July 15, 1991
SAN MARINO SECURITIES, INC.
April 28, 1989 - December 31, 1989
FIRST MONTAUK SECURITIES CORP.
April 16, 1982 - January 21, 1989
WESTERN CAPITAL & SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
SAN MARINO SECURITIES, INC.
CRD#: 18588 / SEC#: , 8-36820
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
