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RL

Randall M. Letcavage

Some features on this profile are disabled
CRD#: 1040097
RL

Professional summary

Randall Mark Letcavage was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Randall is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Randall had worked at 5 firms, which includes MUTUAL TRUST COMPANY OF AMERICA SECURITIES, MML INVESTORS SERVICES LLC, CRANE & CO. SECURITIES INCORPORATED, VERAVEST INVESTMENTS INC., MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Randall Letcavage | Randy Letcavage

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 4, 1990 - November 6, 1990

MUTUAL TRUST COMPANY OF AMERICA SECURITIES

BD
CRD#: 8494
Past

January 2, 1988 - December 19, 1988

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
Past

November 3, 1986 - December 21, 1988

CRANE & CO. SECURITIES INCORPORATED

BD
CRD#: 16923
Past

July 26, 1983 - May 29, 1986

VERAVEST INVESTMENTS, INC.

BD
CRD#: 3960
Past

July 26, 1983 - January 2, 1988

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

BD
CRD#: 2682

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/5/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/20/1986
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/21/1983
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/20/1988
General Securities Principal Examination

Current Firm

MT
MUTUAL TRUST COMPANY OF AMERICA SECURITIES
FIRST DISCOUNT SECURITIES CORP. | MUTUAL TRUST COMPANY OF AMERICA SECURITIES | MUTUAL TRUST COMPANY OF AMERICA | MUTUAL TRUST CO. OF AMERICA SECURITIES | FIRST FEDERAL SECURITIES, INC.

CRD#: 8494 / SEC#: , 8-25547

BD
Terminated by SEC on 12/13/2024
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Contact information

Main Address
Mailing Address
Phone number
Established
Florida since 05/24/1990
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
BANDES, JED EPRESIDENT722806
BANDES, JED ECHIEF COMPLIANCE OFFICER722806

Disclosures

Regulatory Event5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MUTUAL TRUST COMPANY OF AMERICA SECURITIES

CRD#: 8494

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