Thomas W. Autore

FORTUNE FINANCIAL SERVICES

Pittsburgh, PA

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CRD#: 1040046

Professional summary

Thomas William Autore is a registered financial professional currently at FORTUNE FINANCIAL SERVICES, INC. located in Pittsburgh, Pennsylvania.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 1982. Thomas has worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas William Autore's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 6, 2019 - Present

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150

Pittsburgh, PA

Past

April 1, 2014 - November 8, 2019

INVESTACORP, INC.

CRD#: 7684

PITTSBURGH, PA

Past

January 8, 2007 - April 2, 2014

INVEST FINANCIAL CORPORATION

CRD#: 12984

PITTSBURGH, PA

Past

August 23, 2001 - December 31, 2006

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Past

January 11, 2000 - August 13, 2001

CENTENNIAL CAPITAL MANAGEMENT, INC.

CRD#: 38988

ATLANTA, GA

Past

October 27, 1998 - December 31, 1999

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

OVERLAND PARK, KS

Past

December 22, 1997 - September 10, 1998

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

September 24, 1982 - January 30, 1996

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

September 24, 1982 - January 30, 1996

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(1/8/2021)

Florida
(11/6/2019)

Pennsylvania
(11/6/2019)

Exams

State Security Law Exam

Series 63

Date: 12/16/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/23/1982

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150 / SEC#: , 8-49727

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

3582 Brodhead Road Suite 202, Monaca, PA 15061

Mailing Address

P.o. Box 238, Monaca, PA 15061

Phone number

(724) 846-2488

Established

Pennsylvania since 10/21/1996

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
DANIELS, BLAKE WILLIAM	CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO	1285106
DANIELS, BRIAN LEE	OWNER	1213561
BENTLEY, GREGORY JOHN	PRESIDENT, CHIEF EXECUTIVE OFFICER	705379
PINTARIC, WILLIAM RICHARD JR	CHIEF COMPLIANCE OFFICER
WHITENACK, MITCH LEE	CHIEF OPERATIONS OFFICER, FINOP, PFO, POO	4794021

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

Thomas W. Autore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas William Autore's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTACORP, INC.

INVEST FINANCIAL CORPORATION

INVESTORS CAPITAL CORP.

CENTENNIAL CAPITAL MANAGEMENT, INC.

VSR FINANCIAL SERVICES, INC.

OPPENHEIMER & CO. INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/16/1983

SIE

Date: 10/1/2018

Series 6

Date: 9/23/1982

FINRA

Current Firm

FORTUNE FINANCIAL SERVICES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FORTUNE FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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