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Domenick Dimango

CRD# 1040021·Registered 1983 - 2025
Previously Registered: Being a previously registered professional could mean that Domenick is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Domenick Dimango was a registered financial advisor. Domenick was a previously registered financial professional and started their career in finance 1983 - 2025. Domenick had worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 55, Series 7, Series 14, Series 8, Series 4, Series 24 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

HAPI·CRD# 311868
BD
Easton, CT
January 27, 2022 - July 26, 2025
THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.·CRD# 41282
BD
Florham Park, NJ
September 13, 2021 - January 31, 2022
NABSECURITIES, LLC·CRD# 47390
BD
New York, NY
June 26, 2018 - June 12, 2019
PLANNER SECURITIES LLC·CRD# 36866
BD
New York, NY
April 13, 2018 - September 11, 2021
TGP SECURITIES, INC.·CRD# 159008
BD
Summit, NJ
January 3, 2017 - September 23, 2021
ROCHDALE SECURITIES LLC·CRD# 6863
BD
Stamford, CT
April 1, 2003 - March 28, 2013
HAGSTROMER & QVIBERG, INC.·CRD# 40094
BD
New York, NY
February 16, 1999 - June 3, 2002
NEW JAPAN SECURITIES INTERNATIONAL INC.·CRD# 3557
BD
New York, NY
December 2, 1983 - January 29, 1999

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Current Firm

HA
HAPI

HAPI | HAPI SECURITIES LLC | HAPI CORP

CRD#: 311868 / SEC#: 8-70646
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

2646 Nw Cornell Road, Portland, OR 97210

Mailing Address

2646 Nw Cornell Road, Portland, OR 97210

Phone Number

(503) 201-1375

Established

Delaware since 05/06/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HAPI CORP.OWNER—
MAYNARD-PHILIPP, CHRISTIAN DESEREECEO, CCO6592228
MEGENITY, BRIAN MCDONALDFINOP`2889637

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2017About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jul 2003

Series 7 — General Securities Representative Examination

Passed Jan 1987About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Mar 1997

Series 4 — Registered Options Principal Examination

Passed Jul 1989About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Mar 1989About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Nov 1983About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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