Domenick Dimango
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Domenick Dimango was a registered financial professional .
Domenick is a previously registered financial professional and started their career in finance in 1983. Domenick had worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 55, Series 7, Series 14, Series 8, Series 4, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2022 - July 26, 2025
HAPI
September 13, 2021 - January 31, 2022
THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.
June 26, 2018 - June 12, 2019
NABSECURITIES, LLC
April 13, 2018 - September 11, 2021
PLANNER SECURITIES LLC
January 3, 2017 - September 23, 2021
TGP SECURITIES, INC.
April 1, 2003 - March 28, 2013
ROCHDALE SECURITIES LLC
February 16, 1999 - June 3, 2002
HAGSTROMER & QVIBERG, INC.
December 2, 1983 - January 29, 1999
NEW JAPAN SECURITIES INTERNATIONAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 7/8/2003
Limited Representative-Equity Trader ExamSeries 8
Date: 3/7/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
HAPI
CRD#: 311868 / SEC#: , 8-70646
Contact information
FINRA licenses (3 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HAPI CORP. | OWNER | |
| MAYNARD-PHILIPP, CHRISTIAN DESEREE | CEO, CCO | 6592228 |
Red Flags
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