William H. Eggert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Hartwell Eggert, CFP®, who also goes by Bill Eggert, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1982. William had worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1986
Experience
August 15, 2025 - February 24, 2026
FARTHER
June 14, 2011 - August 3, 2017
COLORADO FINANCIAL SERVICE CORPORATION
February 3, 2010 - June 13, 2011
MCL FINANCIAL GROUP, INC.
March 11, 2003 - June 13, 2011
MCL FINANCIAL GROUP, INC.
January 1, 1999 - March 15, 2003
LPL FINANCIAL LLC
January 1, 1999 - April 3, 2026
EGGERT FINANCIAL MANAGEMENT, INC.
December 16, 1989 - March 15, 2003
LPL FINANCIAL LLC
February 3, 1989 - December 16, 1989
LINSCO FINANCIAL GROUP, INC.
July 23, 1987 - February 8, 1989
VSR FINANCIAL SERVICES, INC.
November 21, 1985 - July 27, 1987
KEOGLER, MORGAN & COMPANY, INC.
June 13, 1983 - December 4, 1985
FSC SECURITIES CORPORATION
February 9, 1983 - June 18, 1983
THE O.N. EQUITY SALES COMPANY
June 28, 1982 - January 28, 1983
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Primary Firm SEC Registration
FARTHER
CRD#: 302050 / SEC#: 801-116721
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARTHER
CRD#: 302050 / SEC#: 801-116721
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 24,245 |
| AUM (Assets Under Management) | $ 7,523,810,877 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
