Robert M. Perry

PFG PRIVATE WEALTH MANAGEMENT

Lutz, FL 33548

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CRD#: 1039834

Professional summary

Robert Montgomery Perry is a registered financial advisor currently at PFG PRIVATE WEALTH MANAGEMENT, LLC located in Lutz, Florida.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Robert has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Tampa Bay Baptist Foundation, Start: 01/01/11, 1060 W. Busch Blvd. Tampa, FL 33612, Non-profit/Board Member, not investment related, 1 hour per month, 0 hours per day during trading hours. 2. Independent Insurance Agent, Sole Proprietor, Start: 01/01/1969, 18572 N. Dale Mabry Hwy. Lutz, FL 33548, Insurance Agency/Agent, Not investment related, 75 hours per month, 3 hours per day during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Montgomery Perry's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 26, 2016 - Present

PFG PRIVATE WEALTH MANAGEMENT, LLC

Office #1: 18572 N. Dale Mabry Hwy, Lutz, FL 33548

RIA

CRD#: 282301

Lutz, FL

Past

April 1, 2016 - April 28, 2017

MUTUAL SECURITIES, INC.

CRD#: 13092

Lutz, FL

Past

January 15, 2010 - April 6, 2016

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

LUTZ, FL

Past

November 25, 2009 - April 6, 2016

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Lutz, FL

Past

March 25, 1991 - November 30, 2009

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

TAMPA, FL

Past

February 18, 1983 - November 30, 2009

MML INVESTORS SERVICES, LLC

CRD#: 10409

TAMPA, FL

Past

August 30, 1982 - January 2, 1988

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

CRD#: 2682

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PFG PRIVATE WEALTH MANAGEMENT, LLC

CRD#: 282301 / SEC#: 801-113163

RIA

Registered Investment Advisory firm - (5/4/2018 Approved)

Florida

Registered Investment Advisory firm - (5/4/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/26/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/24/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/28/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/29/2004

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 10/9/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 7/12/1982

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PFG PRIVATE WEALTH MANAGEMENT, LLC

CRD#: 282301 / SEC#: 801-113163

RIA

Registered Investment Advisory firm - (5/4/2018 Approved)

Florida

Registered Investment Advisory firm - (5/4/2018 Terminated)

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Contact information

Main Address

18572 N. Dale Mabry Hwy, Lutz, FL 33548

Mailing Address

Phone number

(813) 286-7776

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-PFG PRIVATE WEALTH MANAGEMENT, LLC (7/24/2025)

Regulatory assets under management

Total Number of Accounts	1,104
AUM (Assets Under Management)	$ 238,543,738

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Robert M. Perry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Montgomery Perry's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL SECURITIES, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

Primary Firm SEC Registration

PFG PRIVATE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/24/2010

SIE

Date: 4/28/2017

Series 7

Date: 6/29/2004

Series 22

Date: 10/9/1984

Series 6

Date: 7/12/1982

Current Firm

PFG PRIVATE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PFG PRIVATE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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