Charles H. Stone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Harald Stone, who also goes by C. Harald Stone, Harald Stone, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1982. Charles had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2014 - December 31, 2018
STONETAMPA, LLC
May 30, 2013 - November 25, 2013
PARENTEAU ANALYTICS
December 11, 2007 - February 13, 2009
TRADE STREET CAPITAL SECURITIES, LLC
October 3, 1994 - December 31, 2001
SEI INVESTMENTS DISTRIBUTION CO.
June 9, 1993 - June 27, 1994
RAYMOND JAMES & ASSOCIATES, INC.
October 29, 1986 - November 4, 1987
FLORIDA NATIONAL INVESTMENT SERVICES, INC.
August 30, 1983 - September 18, 1984
UBS FINANCIAL SERVICES INC.
March 26, 1982 - September 13, 1983
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
STONETAMPA, LLC
CRD#: 171700 / SEC#:
Contact information
Red Flags
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