Mark R. Grewe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Robert Grewe was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1982. Mark had worked at 12 firms and has passed the Series 63, SIE, Series 55, Series 15, Series 7, Series 14, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2015 - October 11, 2016
DRIVEWEALTH, LLC
June 19, 2013 - May 2, 2014
RABO SECURITIES USA, INC.
September 15, 2009 - April 23, 2013
FM PARTNERS HOLDINGS LLC
June 10, 2002 - November 19, 2007
PRUDENTIAL EQUITY GROUP, LLC
April 12, 2001 - September 26, 2001
MILLENNIUM CLEARING COMPANY, LLC
February 2, 2001 - June 4, 2002
DEUTSCHE IXE, LLC
May 1, 2000 - February 2, 2001
NEBRASKA HUDSON COMPANY, INC.
May 17, 1994 - May 11, 2000
SCHRODER & CO. INC.
August 16, 1993 - May 18, 1994
M. J. WHITMAN, INC.
October 1, 1983 - December 14, 1984
MARVEST SECURITIES, INC.
November 19, 1982 - April 13, 1983
GRUNTAL & CO., L.L.C.
March 31, 1982 - November 2, 1982
BECKER PARIBAS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/17/2000
Limited Representative-Equity Trader ExamSeries 15
Date: 12/6/1982
Foreign Currency Options ExaminationCurrent Firm
DRIVEWEALTH, LLC
CRD#: 165429 / SEC#: , 8-69161
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DRIVEWEALTH HOLDINGS, INC. | SOLE MEMBER | |
| BLANGIARDO, ALESSIO | FINANCIAL & OPERATIONS PRINCIPAL | 5600541 |
| ILARIO, ANTHONY | COO | 2262100 |
| LAMKE, JAMES DANIEL | CHIEF COMPLIANCE OFFICER | 1418047 |
| PALAPARTHI, VENU MADHAV | CHIEF EXECUTIVE OFFICER | 2437777 |
| POND, ERIC | ROSFP | 6069469 |
| QUINONES, VINCENT JOSEPH | HEAD OF EXECUTION SERVICES | 4308610 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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