Allan M. Rudnick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allan Michael Rudnick was a registered financial professional .
Allan is a previously registered financial professional and started their career in finance in 1982. Allan had worked at 6 firms and has passed the Series 65, Series 63, Series 55 and Series 000 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2008 - October 2, 2016
BRICKS & MORTAR CAPITAL
February 28, 1995 - April 16, 2019
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
October 20, 1993 - September 28, 2005
KA ASSOCIATES, LLC
January 29, 1991 - November 22, 1994
KAYNE, ANDERSON & CO., INC.
December 17, 1986 - August 31, 1989
ASTRA FUND DISTRIBUTORS CORP.
February 24, 1982 - August 18, 1986
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/25/1999
Limited Representative-Equity Trader ExamSeries 000
Date: 6/30/1967
General Securities Principal ExaminationCurrent Firm
BRICKS & MORTAR CAPITAL
CRD#: 134230 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 12,639,924 |
Red Flags
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