Robert A. Leanza
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Anthony Leanza, who also goes by Rob Leanza, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1982. Robert had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2019 - June 2, 2021
AVANTAX ADVISORY SERVICES
October 25, 2019 - June 2, 2021
AVANTAX INVESTMENT SERVICES, INC.
September 8, 2005 - September 1, 2012
FINANCIAL DYNAMICS, LLC
November 30, 2001 - October 25, 2019
1ST GLOBAL ADVISORS INC
October 19, 2001 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
May 23, 1994 - January 1, 2001
INTERVEST INTERNATIONAL EQUITIES CORPORATION
November 9, 1992 - May 23, 1994
PROGRAMMED EQUITIES CORPORATION
March 21, 1991 - October 13, 1992
TITAN/VALUE EQUITIES GROUP, INC.
June 21, 1990 - February 26, 1991
LINCOLN FINANCIAL DISTRIBUTORS, INC.
March 28, 1989 - April 9, 1990
FSC SECURITIES CORPORATION
August 23, 1986 - June 30, 1988
PLANNED INVESTMENTS INC.
May 29, 1984 - August 19, 1986
CINCINNATI ANALYSTS, INC.
May 11, 1982 - April 19, 1984
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
