Alvin M. Cohen
Professional summary
Alvin Marc Cohen was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Alvin is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Alvin had worked at 9 firms, which includes WESTCAP SECURITIES INC., MACARTHUR STRATEGIES INC., BACK BAY CAPITAL INC., EQUITRADE SECURITIES CORPORATION, EQUITY TRUST ADVISORS INC., AMERICAN INCOME SECURITIES, INCOME NETWORK COMPANY, AMERICAN BUSINESS SECURITIES INC., FORTRESS SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2003 - January 28, 2003
WESTCAP SECURITIES, INC.
January 2, 2003 - January 27, 2003
MACARTHUR STRATEGIES, INC.
March 13, 2001 - September 19, 2001
BACK BAY CAPITAL, INC.
July 11, 2000 - March 5, 2001
EQUITRADE SECURITIES CORPORATION
June 4, 1999 - January 11, 2000
EQUITY TRUST ADVISORS, INC.
March 15, 1995 - June 7, 1999
AMERICAN INCOME SECURITIES
June 3, 1992 - May 9, 1994
INCOME NETWORK COMPANY
October 1, 1991 - May 22, 1992
AMERICAN BUSINESS SECURITIES, INC.
September 16, 1991 - September 26, 1991
MACARTHUR STRATEGIES, INC.
December 10, 1990 - September 26, 1991
MACARTHUR STRATEGIES, INC.
September 7, 1990 - November 19, 1990
FORTRESS SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
WESTCAP SECURITIES, INC.
CRD#: 45250 / SEC#: , 8-50998
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
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