Mark A. Ciucci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark A Ciucci, who also goes by Mark Alfred Ciucci, Mark Ciucci, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1982. Mark had worked at 6 firms and has passed the Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2005 - April 26, 2006
FINANCIAL SYNERGIES ADVISORY, LTD.
June 28, 2005 - December 31, 2007
UNITED CAPITAL INVESTMENT ADVISERS, INC
June 28, 2005 - December 31, 2020
UNITED CAPITAL FINANCIAL ADVISORS
April 12, 1982 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
April 12, 1982 - September 12, 2002
IDS LIFE INSURANCE COMPANY
April 12, 1982 - September 12, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
