John P. Tapsak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Peter Tapsak was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1982. John had worked at 7 firms and has passed the Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2016 - December 31, 2021
JOHN P. TAPSAK FINANCIAL ADVISORY
January 3, 1991 - December 22, 1995
SECURITIES AMERICA, INC.
April 4, 1989 - December 31, 1990
FIRST PACIFIC CAPITAL CORPORATION
July 9, 1986 - April 25, 1989
ASSOCIATED SECURITIES CORP.
May 29, 1984 - July 14, 1986
FSC SECURITIES CORPORATION
November 24, 1982 - May 15, 1984
WADDELL & REED
March 30, 1982 - July 5, 1984
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
JOHN P. TAPSAK FINANCIAL ADVISORY
CRD#: 116128 / SEC#:
Contact information
Red Flags
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