Paul M. Spiller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Mitchell Spiller was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1986. Paul had worked at 3 firms and has passed the Series 63, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 1987 - February 20, 1988
AMERICAN PARAMOUNT FINANCIAL SERVICES, INC.
April 25, 1986 - August 26, 1986
M.W. SHERBRING AND COMPANY, INC.
April 25, 1986 - July 9, 1987
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN PARAMOUNT FINANCIAL SERVICES, INC.
CRD#: 19646 / SEC#: , 8-37716
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
