Robert A. Adams

FORTUNE FINANCIAL SERVICES

Barrington, NH

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CRD#: 1039053

Professional summary

Robert Arthur Adams JR, who also goes by Bob Adams, Robert Arthur Adams, is a registered financial professional currently at FORTUNE FINANCIAL SERVICES, INC. located in Barrington, New Hampshire.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1982. Robert has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bob Adams | Robert Arthur Adams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Arthur Adams JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 2, 2022 - Present

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150

Barrington, NH

Past

November 14, 2012 - May 24, 2022

LIFEMARK SECURITIES CORP.

CRD#: 16204

BARRINGTON, NH

Past

April 10, 2006 - November 1, 2012

INVESTORS CAPITAL CORP.

CRD#: 30613

BARRINGTON, NH

Past

October 6, 1994 - December 31, 2005

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

ELMHURST, IL

Past

January 17, 1991 - May 23, 1994

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

April 2, 1990 - April 24, 1991

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

February 2, 1989 - February 13, 1990

J. T. MORAN & CO., INC.

CRD#: 15655

Past

May 13, 1982 - April 25, 1990

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maine
(5/2/2022)

Massachusetts
(6/24/2022)

New Hampshire
(5/23/2022)

New York
(5/2/2022)

Exams

State Security Law Exam

Series 63

Date: 7/13/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/12/1982

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150 / SEC#: , 8-49727

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

3582 Brodhead Road Suite 202, Monaca, PA 15061

Mailing Address

P.o. Box 238, Monaca, PA 15061

Phone number

(724) 846-2488

Established

Pennsylvania since 10/21/1996

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
DANIELS, BLAKE WILLIAM	CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO	1285106
DANIELS, BRIAN LEE	OWNER	1213561
BENTLEY, GREGORY JOHN	PRESIDENT, CHIEF EXECUTIVE OFFICER	705379
PINTARIC, WILLIAM RICHARD JR	CHIEF COMPLIANCE OFFICER
WHITENACK, MITCH LEE	CHIEF OPERATIONS OFFICER, FINOP, PFO, POO	4794021

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert A. Adams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Arthur Adams JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIFEMARK SECURITIES CORP.

INVESTORS CAPITAL CORP.

LASALLE ST SECURITIES, L.L.C.

WALNUT STREET SECURITIES, INC.

1717 CAPITAL MANAGEMENT COMPANY

J. T. MORAN & CO., INC.

SIGNATOR INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/13/1983

SIE

Date: 10/1/2018

Series 6

Date: 5/12/1982

FINRA

Current Firm

FORTUNE FINANCIAL SERVICES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FORTUNE FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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