Calvin J. Crudup
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Calvin Joseph Crudup was a registered financial professional .
Calvin is a previously registered financial professional and started their career in finance in 1982. Calvin had worked at 11 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2011 - November 6, 2013
VOYA FINANCIAL ADVISORS, INC.
September 7, 2005 - December 31, 2010
VOYA FINANCIAL ADVISORS, INC.
May 21, 2002 - August 31, 2005
ALLSTATE FINANCIAL SERVICES, LLC
December 3, 1999 - June 3, 2002
SECURITIES AMERICA, INC.
February 11, 1995 - November 24, 1999
CADARET, GRANT & CO., INC.
May 10, 1994 - March 3, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
May 10, 1994 - March 3, 1995
SIGNATOR INVESTORS, INC.
October 2, 1989 - May 11, 1994
CADARET, GRANT & CO., INC.
December 15, 1986 - October 2, 1989
CADARET, GRANT & CO., INC.
August 23, 1984 - September 19, 1986
NATHAN & LEWIS SECURITIES, INC.
June 7, 1984 - August 13, 1984
EASTERN CAPITAL SECURITIES, INC.
November 2, 1983 - May 14, 1984
KOBRIN SECURITIES, INC.
January 3, 1983 - December 27, 1983
NATHAN & LEWIS SECURITIES, INC.
June 2, 1982 - September 14, 1983
RELIASTAR FINANCIAL MARKETING CORP.
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
