Bruce D. Vanhal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce David Vanhal, who also goes by Bruce D. Van Hal, was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1982. Bruce had worked at 9 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2013 - January 7, 2022
STEWARDS WEALTH PLANNING, LLC
March 22, 2010 - February 12, 2013
HBW ADVISORY SERVICES LLC
October 3, 2007 - June 22, 2009
LIFEMARK SECURITIES CORP.
July 27, 2004 - October 1, 2007
CROWN CAPITAL SECURITIES, L.P.
August 3, 1998 - August 23, 2004
CETERA WEALTH SERVICES, LLC
October 2, 1997 - June 19, 1998
OSAIC WEALTH, INC.
September 11, 1996 - September 8, 1997
MARINER FINANCIAL SERVICES, INC.
September 12, 1988 - July 15, 1996
ROBERT W. BAIRD & CO. INCORPORATED
July 29, 1982 - July 15, 1996
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STEWARDS WEALTH PLANNING, LLC
CRD#: 166307 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 760 |
| AUM (Assets Under Management) | $ 86,285,000 |
Red Flags
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