Robert D. Suderman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Dean Suderman, who also goes by Bob Suderman, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1982. Robert had worked at 7 firms and has passed the Series 65, Series 63, Series 79TO, Series 7TO, Series 99TO, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2022 - December 31, 2022
CAPE SECURITIES INC.
December 31, 2001 - December 23, 2011
LEVITT BETZELBERGER WEINRICH, INC.
December 19, 1996 - December 26, 2019
M&A SECURITIES GROUP, INC.
February 5, 1993 - December 31, 1993
ALLIANCE ASSET GROUP,INC.
October 22, 1990 - February 4, 1991
NEW ENGLAND SECURITIES
November 30, 1984 - December 31, 1987
WADDELL & REED
September 1, 1982 - July 11, 1983
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
CAPE SECURITIES INC.
CRD#: 7072 / SEC#: , 8-20747
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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