Robert B. Sanders

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CRD#: 1038861

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Benn Sanders, who also goes by Bob Sanders, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1982. Robert had worked at 9 firms and has passed the Series 63, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bob Sanders

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 26, 2015 - February 5, 2016

BEACON FINANCIAL ADVISORY LLC

RIA

CRD#: 174334

CLEVELAND, OH

Past

April 16, 2014 - February 9, 2016

LINCOLN INVESTMENT

RIA

CRD#: 519

CLEVELAND, OH

Past

April 16, 2014 - February 9, 2016

CAPITAL ANALYSTS

RIA

CRD#: 162200

CLEVELAND, OH

Past

September 6, 2013 - October 31, 2013

STRATOS WEALTH PARTNERS, LTD

RIA

CRD#: 153184

PEPPER PIKE, OH

Past

April 30, 2003 - October 30, 2003

ACCOUNTING INVESTMENT SERVICES, INC.

RIA

CRD#: 111686

CLEVELAND, OH

Past

March 7, 2003 - March 13, 2014

ROBERT B. SANDERS & ASSOCIATES

RIA

CRD#: 115714

PEPPER PIKE, OH

Past

September 25, 1996 - September 24, 1998

FIFTH THIRD/MAXUS SECURITIES INC

CRD#: 6790

CLEVELAND, OH

Past

April 18, 1988 - December 16, 1989

FIFTH THIRD/MAXUS SECURITIES INC

CRD#: 6790

CLEVELAND, OH

Past

June 12, 1984 - July 3, 1986

MUTUAL SERVICE CORPORATION

CRD#: 4806

Past

April 30, 1982 - June 11, 1984

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BEACON FINANCIAL ADVISORY LLC

BEACON FINANCIAL ADVISORY LLC | TARTAN WEALTH MANAGEMENT | PISTONE WEALTH ADVISORS | FNA WEALTH MANAGEMENT LTD | BEACON FINANCIAL PARTNERS

CRD#: 174334 / SEC#: 801-108381

RIA

Registered Investment Advisory firm - (9/12/2016 Approved)

Ohio

Registered Investment Advisory firm - (9/14/2016 Terminated)

Texas

Registered Investment Advisory firm - (9/14/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/13/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/24/1996

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 12/5/1983

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 4/29/1982

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BEACON FINANCIAL ADVISORY LLC

BEACON FINANCIAL ADVISORY LLC | TARTAN WEALTH MANAGEMENT | PISTONE WEALTH ADVISORS | FNA WEALTH MANAGEMENT LTD | BEACON FINANCIAL PARTNERS

CRD#: 174334 / SEC#: 801-108381

RIA

Registered Investment Advisory firm - (9/12/2016 Approved)

Ohio

Registered Investment Advisory firm - (9/14/2016 Terminated)

Texas

Registered Investment Advisory firm - (9/14/2016 Terminated)

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Contact information

Main Address

25825 Science Park Drive Suite 110, Cleveland, OH 44122

Mailing Address

Phone number

(216) 910-1850

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/7/2025)

WRAP FEE PROGRAM (3/7/2025)

Regulatory assets under management

Total Number of Accounts	2,083
AUM (Assets Under Management)	$ 677,635,130

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert B. Sanders

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LINCOLN INVESTMENT

CAPITAL ANALYSTS

STRATOS WEALTH PARTNERS, LTD

ACCOUNTING INVESTMENT SERVICES, INC.

ROBERT B. SANDERS & ASSOCIATES

FIFTH THIRD/MAXUS SECURITIES INC

FIFTH THIRD/MAXUS SECURITIES INC

MUTUAL SERVICE CORPORATION

JOHN HANCOCK DISTRIBUTORS LLC

Primary Firm SEC Registration

BEACON FINANCIAL ADVISORY LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/13/1997

Series 7

Date: 9/24/1996

Series 22

Date: 12/5/1983

Series 6

Date: 4/29/1982

Current Firm

BEACON FINANCIAL ADVISORY LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BEACON FINANCIAL ADVISORY LLC

TRUST BUT VERIFY

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