Alex Maiorini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alex Maiorini was a registered financial professional .
Alex is a previously registered financial professional and started their career in finance in 1983. Alex had worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2016 - December 31, 2019
MAIORINI, ALEX
April 3, 2006 - September 10, 2007
NEWALLIANCE INVESTMENTS, INC.
March 13, 2006 - December 31, 2011
RIOUX & COMPANY, LLC
October 11, 2002 - December 31, 2005
RIOUX & COMPANY, LLC
June 7, 2001 - January 23, 2006
RIOUX & COMPANY, LLC
August 11, 1994 - June 6, 2001
COMMONWEALTH FINANCIAL NETWORK
September 30, 1992 - August 16, 1994
BUELL SECURITIES CORP.
October 9, 1991 - October 5, 1992
DETWILER FENTON & CO.
March 6, 1991 - September 27, 1991
OHANESIAN / LECOURS, INC.
July 8, 1988 - March 5, 1991
KIDDER, PEABODY & CO. INCORPORATED
October 5, 1983 - June 22, 1988
NORTH AMERICAN INVESTMENT CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MAIORINI, ALEX
CRD#: 156182 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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