Burton W. Bartlett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Burton William Bartlett II, who also goes by Burton William (ii) Bartlett, II Burton William Bartlett, was a registered financial professional .
Burton is a previously registered financial professional and started their career in finance in 1982. Burton had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 5 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2021 - June 6, 2024
LANDOLT SECURITIES, INC.
April 7, 2014 - May 18, 2021
WORDEN CAPITAL MANAGEMENT LLC
May 10, 2013 - April 25, 2014
J. W. COLE ADVISORS, INC.
May 10, 2013 - April 25, 2014
J.W. COLE FINANCIAL, INC.
March 2, 2010 - May 10, 2013
FINANCIAL ADVISERS OF AMERICA, LLC
February 26, 2010 - May 10, 2013
FINANCIAL ADVISERS OF AMERICA, LLC
December 9, 2009 - February 25, 2010
BROKERSXPRESS LLC
June 10, 2008 - June 10, 2008
BROKERSXPRESS LLC
June 4, 2008 - February 25, 2010
BROKERSXPRESS LLC
April 30, 2007 - April 30, 2007
JOHN THOMAS FINANCIAL
April 20, 2007 - June 16, 2008
JOHN THOMAS FINANCIAL
January 16, 2004 - April 23, 2007
BROOKSTREET SECURITIES CORPORATION
January 12, 2004 - January 12, 2004
BROOKSTREET SECURITIES CORPORATION
January 7, 2004 - April 23, 2007
BROOKSTREET SECURITIES CORPORATION
August 21, 2003 - January 15, 2004
LPL FINANCIAL LLC
January 18, 1991 - June 2, 2003
CAMPBELL NEWMAN ASSET MANAGEMENT INC
March 19, 1987 - December 31, 1990
ROBERT W. BAIRD & CO. INCORPORATED
October 21, 1982 - March 9, 1987
CIBC WORLD MARKETS CORP.
March 30, 1982 - October 26, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
LANDOLT SECURITIES, INC.
CRD#: 28352 / SEC#: 801-135200, 8-43645
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Current Firm
LANDOLT SECURITIES, INC.
CRD#: 28352 / SEC#: 801-135200, 8-43645
Contact information
SEC notice filing (14 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 301 |
| AUM (Assets Under Management) | $ 137,829,035 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
