Alan M. Berkun
Professional summary
Alan Michael Berkun was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Alan is a previously registered financial professional and started their career in finance in 1982. Prior to being barred, Alan had worked at 3 firms, which includes PRESTON LANGLEY ASSET MANAGEMENT INC., RUSSO SECURITIES INC., MACPEG ROSS O'CONNELL & GOLDABER INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 1995 - January 8, 1999
PRESTON LANGLEY ASSET MANAGEMENT, INC.
October 1, 1991 - November 12, 1991
RUSSO SECURITIES INC.
June 29, 1989 - October 11, 1989
RUSSO SECURITIES INC.
May 13, 1987 - October 11, 1989
RUSSO SECURITIES INC.
March 30, 1982 - January 25, 1988
MACPEG, ROSS, O'CONNELL & GOLDABER, INC.
State Registrations and Notice Filings
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Exams
Current Firm
PRESTON LANGLEY ASSET MANAGEMENT, INC.
CRD#: 35733 / SEC#: , 8-47013
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 16 |
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