Marc M. Drimer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Michael Drimer was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1982. Marc had worked at 18 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 53, Series 24, Series 4 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2000 - November 15, 2021
LAMPERT CAPITAL MARKETS INC.
November 16, 1999 - November 13, 2002
U.S. SECURITIES & FUTURES CORP.
April 7, 1998 - August 31, 1998
HORNBLOWER & WEEKS, INC.
May 22, 1996 - March 27, 1998
HOBBS MELVILLE SECURITIES CORP.
October 16, 1995 - April 8, 1996
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC.
July 10, 1995 - October 5, 1995
PITTSBURG INSTITUTIONAL INC.
June 7, 1995 - August 7, 1995
R.D. WHITE & CO., INC.
June 7, 1993 - June 1, 1995
GOLDIS FINANCIAL GROUP, INC.
January 27, 1993 - May 13, 1993
MURIEL SIEBERT & CO., LLC
October 13, 1992 - February 21, 1994
LM ANDERSON SECURITIES, LLC
February 26, 1992 - February 3, 1993
FAB SECURITIES OF AMERICA, INC.
April 19, 1991 - March 5, 1992
EMANUEL AND COMPANY
July 20, 1990 - February 22, 1991
A.J. MICHAELS & CO., LTD.
February 12, 1990 - November 26, 1991
M. D. HUDSON & CO., INC.
February 14, 1986 - August 21, 1989
EMANUEL MUNICIPAL SECURITIES LTD.
January 21, 1986 - August 28, 1986
J. GREGORY & COMPANY, INC.
May 13, 1985 - April 9, 1990
EMANUEL AND COMPANY
April 5, 1984 - December 26, 1984
MOSELEY SECURITIES CORPORATION
March 26, 1982 - October 4, 1988
E. G. FRANCES CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
LAMPERT CAPITAL MARKETS INC.
CRD#: 103725 / SEC#: , 8-52234
Contact information
FINRA licenses (34 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LAMPERT ADVISORS LLC | SHAREHOLDER | |
| LAMPERT, STEWART RANDY | CHAIRMAN/CEO DIRECTOR/ CCO | |
| NG, NELSON | CHIEF FINANCIAL OFFICER | 1716597 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
